Even
the youngest children know, experience and learn far more than
scientists ever thought possible.
Key
Concepts
■
Babies' and young children's cognitive abilities far
surpass those that psychologists long attributed to them. They
can, for instance, imagine another person's experiences and grasp
cause and effect.
■
Children learn about the world much as scientists do—in
effect, conducting experiments, analyzing statistics and forming
theories to account for their observations.
■
The long helplessness of babies may be a . . . trade-off, a
necessary consequence of having brains wired for prodigious feats
of learning and creativity. —The
Editors
Thirty
years ago most psychologists, philosophers and psychiatrists
thought that babies and young children were irrational,
egocentric and amoral. They believed children were locked in the
concrete here and now—unable
to understand cause and effect, imagine the experiences of other
people, or appreciate the difference between reality and fantasy.
People still often think of children as defective adults.
But
in the past three decades scientists have discovered that even the
youngest children know more than we would ever have thought
possible. Moreover, studies suggest that children learn about the
world in much the same way that scientists do—by
conducting experiments, analyzing statistics, and forming
intuitive theories of the physical, biological and psychological
realms. Since about 2000, researchers have started to understand
the underlying computational, evolutionary and neurological
mechanisms that underpin these remarkable early abilities. These
revolutionary findings not only change our ideas about babies,
they give us a fresh perspective on human nature itself.
Physics
for Babies
Why
were we so wrong about babies for so long? If you look cursorily
at children who are four years old and younger (the age range I
will discuss in this article), you might indeed conclude that
not much is going on. Babies, after all, cannot talk. And even
preschoolers are not good at reporting what they think. Ask your
average three-year-old an open-ended question, and you are likely
to get a beautiful but incomprehensible stream-of-consciousness
monologue. Earlier researchers, such as the pioneering Swiss psychologist
Jean Piaget, concluded that children's thought itself was
irrational and illogical, egocentric and "precausal"—with
no concept of cause and effect.
The
new science that began in the late 1970s depends on techniques
that look at what babies and young children do instead of just
what they say. Babies look longer at novel or unexpected events
than at more predictable ones, and experimenters can use this
behavior to figure out what babies expect to happen. The strongest
results, however, come from studies that observe actions as well:
Which objects do babies reach for or crawl to? How do babies and
young children imitate the actions of people around them?
Although
very young children have a hard time telling us what they think,
we can use language in more subtle ways to tease out what they
know. For example, Henry Wellman of the University of Michigan
at Ann Arbor has analyzed recordings of children's spontaneous
conversations for clues to their thinking. We can give children
very focused questions—for instance, asking them to choose
between just two alternatives, rather than asking an open-ended
question.
In
the mid-1980s and through the 1990s, scientists using these
techniques discovered that babies already know a great deal about
the world around them. That knowledge goes well beyond concrete,
here-and-now sensations. Researchers such as Renée Baillargeon of
the University of Illinois and Elizabeth S. Spelke of Harvard
University found that infants understand fundamental physical
relations such as movement trajectories, gravity and
containment. They look longer at a toy car appearing to pass
through a solid wall than at events that fit basic principles of
everyday physics.
By
the time they are three or four, children have elementary ideas
about biology and a first understanding of growth, inheritance and
illness. This early biological understanding reveals that
children go beyond superficial perceptual appearances when they
reason about objects. Susan A. Gelman, also at Michigan, found
that young children believe that animals and plants have an
"essence"—an
invisible core that stays the same even if outside appearances
change.
For
babies and young children, the most important knowledge of all
is knowledge of other people. Andrew N. Meltzoff of the University
of Washington showed that newborns already understand that
people are special and will imitate their facial expressions.
In
1996 Betty Repacholi (now at Washington) and I found that
18-month-olds can understand that I might want one thing, whereas
you want another. An experimenter showed 14- and 18-month-olds a
bowl of raw broccoli and a bowl of goldfish crackers and then
tasted some of each, making either a disgusted face or a happy
face. Then she put her hand out and asked, "Could you give me
some?" The 18-month-olds gave her broccoli when she acted as
if she liked it, even though they would not choose it for
themselves. (The 14-month-olds always gave her crackers.) So even
at this very young age, children are not completely egocentric—they
can take the perspective of another person, at least in a simple
way. By age four, their understanding of everyday psychology is
even more refined. They can explain, for instance, if a person is
acting oddly because he believes something that is not true. . .
The
Statistics of Blickets
In
1996 Jenny R. Saffran, Richard N. Aslin and Elissa L. Newport, all
then at the University of Rochester, first demonstrated this
ability in studies of the sound patterns of language. They
played sequences of syllables with statistical regularities to
some eight-month-old babies. For example, "bi" might
follow "ro" only one third of the time, whereas "da"
might always follow "bi." Then they played the babies
new strings of sounds that either followed these patterns or broke
them. Babies listened longer to the statistically unusual strings.
More recent studies show that babies can detect statistical
patterns of musical tones and visual scenes and also more abstract
grammatical patterns.
Babies
can even understand the relation between a statistical sample
and a population. In a 2008 study my University of California,
Berkeley, colleague Fei Xu showed eight-month-old babies a box
full of mixed-up Ping-Pong balls: for instance, 80 percent white
and 20 percent red. The experimenter would then take out five
balls, seemingly at random. The babies were more surprised (that
is, they looked longer and more intently at the scene) when the
experimenter pulled four red balls and one white one out of the
box—an
improbable outcome—than
when she pulled out four white balls and one red one.
Detecting
statistical patterns is just the first step in scientific
discovery. Even more impressively, children (like scientists)
use those statistics to draw conclusions about the world. In a
version of the Ping-Pong ball study with 20-month-old babies using
toy green frogs and yellow ducks, the experimenter would take five
toys from the box and then ask the child to give her a toy from
some that were on the table. The children showed no preference
between the colors if the experimenter had taken mostly green
frogs from the box of mostly green toys. Yet they specifically
gave her a duck if she had taken mostly ducks from the
box—apparently the children thought her statistically unlikely
selection meant that she was not acting randomly and that she must
prefer ducks.
In
my laboratory we have been investigating how young children use
statistical evidence and experimentation to figure out cause and
effect, and we find their thinking is far from being "precausal."
We introduce them to a device we call "the blicket
detector," a machine that lights up and plays music when you
put some things on it but not others. Then we can give children
patterns of evidence about the detector and see what causal
conclusions they draw. Which objects are the blickets?
In
2007 Tamar Kushnir, now at Cornell University, and I discovered
that preschoolers can use probabilities to learn how the machine
works. We repeatedly put one of two blocks on the machine. The
machine lit up two out of three times with the yellow block but
only two out of six times for the blue one. Then we gave the children
the blocks and asked them to light up the machine. These children,
who could not yet add or subtract, were more likely to put the
high-probability yellow block on the machine.
They
still chose correctly when we waved the high-probability block
over the machine, activating it without touching it. Although
they thought this kind of "action at a distance" was
unlikely at the start of the experiment (we asked them), these
children could use probability to discover brand-new and
surprising facts about the world. . .
These
studies suggested that when children play spontaneously
("getting into everything") they
are also exploring cause and effect and doing experiments—the
most effective way to discover how the world works. . .
The
brain region called the prefrontal cortex is distinctive to humans
and takes an especially long time to mature. The adult capacities
for focus, planning and efficient action that are governed by
this brain area depend on the long learning that occurs in
childhood. This area's wiring may not be complete until the
mid-20s.
The
lack of prefrontal control in young children naturally seems
like a huge handicap, but it may actually be tremendously helpful
for learning. The prefrontal area inhibits irrelevant thoughts
or actions. But being uninhibited may help babies and young
children to explore freely. There is a trade-off between the
ability to explore creatively and learn flexibly, like a child,
and the ability to plan and act effectively, like an adult. The
very qualities needed to act efficiently—such
as swift automatic processing and a highly pruned brain network—may
be intrinsically antithetical to the qualities that are useful
for learning, such as flexibility.
A
new picture of childhood and human nature emerges from the
research of the past decade. Far from being mere unfinished
adults, babies and young children are exquisitely designed by
evolution to change and create, to learn and explore. Those
capacities, so intrinsic to what it means to be human, appear in
their purest forms in the earliest years of our lives. Our most
valuable human accomplishments are possible because we were
once helpless dependent children and not in spite of it.
Childhood, and caregiving, is fundamental to our humanity. ■
Alison
Gopnik is professor of psychology and affiliate professor of
philosophy at the University of California, Berkeley. She has done
groundbreaking research into how children develop a "theory
of mind," the ability to understand that other people have
minds and may believe or want different things than they do. She
helped to formulate the "theory theory," the idea that
children learn in the same way that scientists do. Investigations
of children's minds, she argues, could help us resolve deep
philosophical questions such as the mystery of consciousness.
Alison
Gopnik's Web site: alisongopnik.com
Photographs
by Timothy Archibald
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